Client Information Hub
Vision prototype
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Sarah Mitchell
Client Data Steward
Compliance Mock data

AML / KYC Cockpit

Compliance owners orchestrate reviews, screening and sign-off across the client base.

Back to requests
KYC Complete
2,318
Reviews Due
124
Expired Reviews
42
High-risk Clients
86
Missing Beneficial Owner
27
Active case

Hartwell Advisory Ltd

Compliance owner: Priya Shah · Risk: Medium

Status: IncompleteRisk: MediumWorkday: Blocked

Beneficial owner

Missing
Blocking

Required: full beneficial owner declaration ≥ 25% holding. Workday sync blocked until completed.

Screening checks

  • Sanctions
    Pending
  • PEP
    Pending
  • Adverse media
    Pending
  • Companies House officers
    2 directors retrieved
    Cleared

Compliance audit trail

  1. 09:15AML/KYC issue raised — beneficial owner missing
  2. 09:16Workday synchronisation blocked
  3. 09:18Request assigned to Priya Shah

Today's compliance queue

Falcon Capital LLP
AML review expired
Blocking
Hartwell Advisory Ltd
Missing beneficial owner
Blocking
Albright Holdings
Sanctions hit — manual review
Blocking
Rivergate Tech
Periodic review due
Warning
Greycoat Partners
Source of funds update
Warning